Privacy Notice

Requirements set forth by the Securities and Exchange Commission are designed to protect the privacy of individuals who obtain financial products or services for personal, family or household use. The regulations apply to all federally registered investment advisers, such as Leppla Capital Management LLC (“Leppla Capital”). We take this opportunity to advise you as to what steps Leppla Capital takes to protect your privacy.

Leppla Capital collects nonpublic information about you from the following sources:

• Information we receive about you on applications and other forms;
  
• Information you give us orally; and
  
• Information about your transactions with Leppla Capital or other financial service providers.
  

Leppla Capital collects nonpublic personal information about our customers or former customers without the customer’s authorization, except as required by law or in response to inquiries from governmental authorities. We restrict access to your personal and account information to those Leppla Capital principals and employees who need to know that information to provide products and services to you. We may also disclose that information to unaffiliated third parties (such as accountants or custodians) only as permitted by law and only as needed for us to provide agreed-upon services to you. We maintain physical, electronic and procedural safeguards to protect your nonpublic personal information.

No action is required from you regarding this notice.